SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case
The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser Western Asset Management Company LLC, whom the SEC…
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The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser Western Asset Management Company LLC, whom the SEC…
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The decision may change compliance obligations, market access or operating costs for SEC.
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- U.S. Securities and Exchange CommissionSource primaire · Confirme · EN · 100%SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case ↗
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