SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds
The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates under certain conditions. The proposed amendments…
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Ce qui s'est passé
The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates under certain conditions. The proposed amendments…
Pourquoi c'est important
The decision may change compliance obligations, market access or operating costs for SEC.
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1 articles · 1 publication d'origine · 1 independantes
- U.S. Securities and Exchange CommissionSource primaire · Confirme · EN · 100%SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds ↗
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