FCA applying increased scrutiny to Annex 1 firms
We are concerned about a number of risks among unregulated lenders, safe custody providers, money brokers and financial leasing companies (Annex 1 firms). Firms including unregulated lenders, safe custody providers, money brokers and financial leasing companies, need to be registered with us for anti-money laundering purposes.If you’re carrying out these activities without being registered, you should submit an...
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Ce qui s'est passé
We are concerned about a number of risks among unregulated lenders, safe custody providers, money brokers and financial leasing companies (Annex 1 firms). Firms including unregulated lenders, safe custody providers, money brokers and financial leasing companies, need to be registered with us for anti-money laundering purposes.If you’re carrying out these activities without being registered, you should submit an...
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The decision may change compliance obligations, market access or operating costs for FCA.
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1 articles · 1 publication d'origine · 1 independantes
- Financial Conduct AuthoritySource primaire · Confirme · EN · 100%FCA applying increased scrutiny to Annex 1 firms ↗
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- FCA applying increased scrutiny to Annex 1 firms Observé
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- Source primaire · 79/82%
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