SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case
The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser Western Asset Management Company LLC, whom the SEC…
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Qué ocurrió
The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser Western Asset Management Company LLC, whom the SEC…
Por que importa
The decision may change compliance obligations, market access or operating costs for SEC.
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- U.S. Securities and Exchange CommissionFuente primaria · Respalda · EN · 100%SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case ↗
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