SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds
The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates under certain conditions. The proposed amendments…
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Qué ocurrió
The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates under certain conditions. The proposed amendments…
Por que importa
The decision may change compliance obligations, market access or operating costs for SEC.
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- U.S. Securities and Exchange CommissionFuente primaria · Respalda · EN · 100%SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds ↗
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- SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds Observado
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