FCA bans senior manager for lack of honesty and integrity
The FCA has banned Howard Roland Duckett from working in financial services due to a serious lack of honesty and integrity. Mr Duckett was a senior manager at Beauforce Corporation Limited, a debt management firm. The High Court has disqualified Mr Duckett from acting as a company director for 10 years. It found that he had failed to maintain adequate records while director of an unrelated company.The Court also...
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Qué ocurrió
The FCA has banned Howard Roland Duckett from working in financial services due to a serious lack of honesty and integrity. Mr Duckett was a senior manager at Beauforce Corporation Limited, a debt management firm. The High Court has disqualified Mr Duckett from acting as a company director for 10 years. It found that he had failed to maintain adequate records while director of an unrelated company.The Court also...
Por que importa
The decision may change compliance obligations, market access or operating costs for FCA.
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1 articulos · 1 informe original · 1 independientes
- Financial Conduct AuthorityFuente primaria · Respalda · EN · 100%FCA bans senior manager for lack of honesty and integrity ↗
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- FCA bans senior manager for lack of honesty and integrity Observado
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- Primera publicación
- Fuente primaria · 82/82%
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