FCA applying increased scrutiny to Annex 1 firms
We are concerned about a number of risks among unregulated lenders, safe custody providers, money brokers and financial leasing companies (Annex 1 firms). Firms including unregulated lenders, safe custody providers, money brokers and financial leasing companies, need to be registered with us for anti-money laundering purposes.If you’re carrying out these activities without being registered, you should submit an...
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Qué ocurrió
We are concerned about a number of risks among unregulated lenders, safe custody providers, money brokers and financial leasing companies (Annex 1 firms). Firms including unregulated lenders, safe custody providers, money brokers and financial leasing companies, need to be registered with us for anti-money laundering purposes.If you’re carrying out these activities without being registered, you should submit an...
Por que importa
The decision may change compliance obligations, market access or operating costs for FCA.
Entidades afectadas
Ver evidencia
1 articulos · 1 informe original · 1 independientes
- Financial Conduct AuthorityFuente primaria · Respalda · EN · 100%FCA applying increased scrutiny to Annex 1 firms ↗
Afirmaciones
- FCA applying increased scrutiny to Annex 1 firms Observado
Conflictos
No se detectaron conflictos importantes en la evidencia disponible.
Cronología
- Primera publicación
- Fuente primaria · 79/82%
Movimiento del mercado posterior al evento
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