SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case
The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser Western Asset Management Company LLC, whom the SEC…
What happened
The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser Western Asset Management Company LLC, whom the SEC…
Why it matters
The decision may change compliance obligations, market access or operating costs for SEC.
Affected entities
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1 reports · 1 original report · 1 independent
- U.S. Securities and Exchange CommissionPrimary source · Supports · EN · 100%SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case ↗
Claims
- SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case Observed
Conflicts
No material conflict detected in the available evidence.
Timeline
- First reported
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